Chemistry · Differentiations & Conversions (Organic)

Reimer–Tiemann & Kolbe's Reactions of Phenol

Two named reactions push a substituent directly onto the ortho carbon of the phenol ring: the Reimer–Tiemann reaction installs an aldehyde to give salicylaldehyde, and the Kolbe (Kolbe–Schmitt) reaction installs a carboxyl group to give salicylic acid. Both belong to the phenol section of the NIOS module on Alcohols, Phenols and Ethers, and both turn on a single idea — converting phenol into the electron-rich phenoxide ion. For NEET, the high-yield distinctions are the dichlorocarbene electrophile, the ortho selectivity, the CHCl₃-versus-CCl₄ switch and the salicylic-acid–to–aspirin link.

Why phenoxide is the reactive species

Both reactions begin by treating phenol with aqueous sodium (or potassium) hydroxide. Because phenol is weakly acidic, this generates the phenoxide ion:

$\ce{C6H5OH + NaOH -> C6H5O^{-}Na^{+} + H2O}$

The phenoxide ion is not merely a deprotonated phenol — it is a far more reactive ring. According to the NIOS account, the negative charge on oxygen is delocalised over the benzene ring, and the resonance structures place that charge specifically on the ortho and para carbons. This is exactly the delocalisation that makes phenol more acidic than alcohols, but it has a second consequence that matters here: those ortho and para carbons become electron-rich and therefore strongly nucleophilic.

In other words, the phenoxide ring is "armed" to attack an electrophile. A neutral phenol can do electrophilic substitution too, but the full negative charge of the phenoxide ion makes the ring reactive enough to engage even weak electrophiles such as carbon dioxide and dichlorocarbene. Keeping this single fact in mind — NaOH first, to make the activated phenoxide — explains the conditions of both named reactions below.

NEET Trap

Alkoxides are not equivalent to phenoxide here

The ring delocalisation that activates phenoxide is impossible for an ordinary alkoxide (e.g. ethoxide), because there is no aromatic ring to spread the charge. That is why Reimer–Tiemann and Kolbe are reactions of phenols, not of aliphatic alcohols.

Rule: ring + ortho/para electron density ⇒ phenoxide reactivity. Aliphatic alkoxides do not undergo these carbon-functionalising reactions.

Reimer–Tiemann reaction: overview

In the Reimer–Tiemann reaction, phenol is heated with chloroform (CHCl₃) in the presence of NaOH (or KOH), and the mixture is then acidified. The product is a hydroxy aldehyde — specifically salicylaldehyde (2-hydroxybenzaldehyde, the ortho isomer) as the major product, with a smaller amount of 4-hydroxybenzaldehyde (the para isomer).

$\ce{C6H5OH + CHCl3 + 3NaOH ->[\Delta][\text{then } H^+]} \underset{\text{salicylaldehyde (major)}}{\ce{o-HO-C6H4-CHO}} + 3NaCl + 2H2O}$

The net transformation is the introduction of a –CHO group onto the ring carbon ortho to the hydroxyl. This is formally an electrophilic substitution, but the electrophile is unusual: it is the dichlorocarbene, $\ce{:CCl2}$, a neutral but electron-deficient species generated in situ from chloroform and base.

Figure 1 · Dichlorocarbene attack on phenoxide
O⁻ ortho C δ⁻ ring :CCl₂ dichlorocarbene (electrophile, empty orbital) ring electrons attack C of :CCl₂ → ortho –CHCl₂ intermediate → hydrolysis → –CHO (salicylaldehyde)
The electron-rich ortho carbon of phenoxide donates electrons into the empty orbital of dichlorocarbene; the resulting benzal chloride is hydrolysed to the aldehyde.

The dichlorocarbene mechanism

The mechanism explains every condition of the reaction. It proceeds in three conceptual stages: carbene generation, attack on the ring, and hydrolysis of the resulting intermediate.

Step 1 — Generation of dichlorocarbene. Chloroform has a relatively acidic C–H bond (the three electron-withdrawing chlorines stabilise the conjugate base). Hydroxide abstracts this proton to give the trichloromethyl carbanion, which then ejects a chloride ion to leave the neutral, electron-deficient dichlorocarbene:

$\ce{CHCl3 + OH^- -> {:}CCl3^- + H2O}$

$\ce{{:}CCl3^- -> {:}CCl2 + Cl^-}$

Step 2 — Attack on the phenoxide ring. The electron-rich ortho carbon of phenoxide attacks the carbene's empty orbital, forming a new C–C bond. After re-aromatisation, the ring carries a –CHCl₂ (benzal chloride) group at the ortho position.

Step 3 — Hydrolysis. The geminal dichloride is hydrolysed by the alkaline medium to a –CHO group; acidification at the end liberates the phenolic –OH, giving salicylaldehyde.

$\ce{o\text{-}HO\text{-}C6H4\text{-}CHCl2 ->[OH^-][H2O] o\text{-}HO\text{-}C6H4\text{-}CHO}$

NEET Trap

The electrophile is :CCl₂, not CHCl₃ or Cl⁺

Examiners frequently offer chloroform, chlorocarbocation or chlorine as the "electrophile". The active electrophilic species is dichlorocarbene, $\ce{:CCl2}$ — generated only because a strong base deprotonates chloroform. Without the base there is no carbene and no reaction.

CHCl₃ vs CCl₄: aldehyde or acid

A single change of reagent flips the product. The NIOS text states it plainly: using carbon tetrachloride in place of chloroform gives salicylic acid instead of salicylaldehyde. The logic is the count of chlorines that end up on the new carbon. Chloroform delivers a carbon bearing two chlorines (after one C–C bond forms), which hydrolyses to an aldehyde. Carbon tetrachloride, lacking a C–H to remove, instead delivers a carbon that ends up with three chlorines on the ring; that –CCl₃ hydrolyses all the way to a carboxyl group.

$\ce{C6H5OH + CCl4 ->[NaOH][\text{then } H^+] \underset{\text{salicylic acid}}{o\text{-}HO\text{-}C6H4\text{-}COOH}}$

So the same named reaction, run with a more chlorinated reagent, becomes a route to the carboxylic acid. This gives NEET a clean point of contrast that is easy to test: CHCl₃ → –CHO (salicylaldehyde); CCl₄ → –COOH (salicylic acid).

Reagent on phenolCarbene / intermediateGroup installedProduct (ortho)
CHCl₃ + NaOH:CCl₂ → ring –CHCl₂–CHOSalicylaldehyde (2-hydroxybenzaldehyde)
CCl₄ + NaOHring –CCl₃–COOHSalicylic acid (2-hydroxybenzoic acid)
Related conversion

Need to map functional groups onto one another systematically? See Functional-group interconversion for a structured route library.

Kolbe (Kolbe–Schmitt) reaction

The Kolbe reaction, also called the Kolbe–Schmitt reaction, carboxylates phenol directly. As the NIOS module describes it, sodium phenoxide is made to absorb carbon dioxide and then heated under a pressure of CO₂ to 398 K. The product is sodium salicylate, which on acidification gives salicylic acid.

$\ce{C6H5O^{-}Na^{+} + CO2 ->[398\,K][\text{pressure}] \underset{\text{sodium salicylate}}{o\text{-}HO\text{-}C6H4\text{-}COONa}}$

$\ce{o\text{-}HO\text{-}C6H4\text{-}COONa ->[H^+] \underset{\text{salicylic acid}}{o\text{-}HO\text{-}C6H4\text{-}COOH}}$

Here CO₂ is the electrophile and the ortho carbon of the phenoxide ring is the nucleophile. Carbon dioxide on its own is a sluggish electrophile, which is precisely why the reaction needs the heavily activated phenoxide ion and applied pressure of CO₂ to drive the carboxylation forward.

Figure 2 · Kolbe carboxylation of phenoxide
O⁻Na⁺ ortho C (nucleophile) δ⁻ ring O=C=O CO₂ (electrophilic C) 398 K, pressure ring attacks central C of CO₂ → sodium salicylate → (H⁺) → salicylic acid
The ortho carbon of sodium phenoxide attacks the electrophilic carbon of CO₂; acidification of the sodium salicylate yields salicylic acid.

Why ortho carboxylation dominates

Although the phenoxide ring is activated at both ortho and para positions, the Kolbe reaction delivers the ortho product (salicylate) as the principal outcome. The accepted explanation is that the sodium ion and the incoming CO₂ are held close together near the phenoxide oxygen, so carboxylation is directed to the adjacent ortho carbon; the proximity of the phenolate oxygen and the developing carboxylate also allows a stabilising interaction in the product. The result, salicylic acid, has its –OH and –COOH on neighbouring carbons — which is exactly what later allows intramolecular reactions in its derivatives.

For NEET it is enough to remember the destination: both the Kolbe reaction and the CCl₄-Reimer–Tiemann route arrive at the same compound, 2-hydroxybenzoic acid (salicylic acid). They differ only in the carbon source — CO₂ in Kolbe, CCl₄ in the Reimer–Tiemann variant.

From salicylic acid to aspirin

The industrial importance of these reactions lies downstream. The NIOS module notes that salicylic acid, by reaction with acetic anhydride, yields aspirin, the common pain reliever. Aspirin is acetylsalicylic acid: the phenolic –OH of salicylic acid is acetylated while the –COOH is retained.

$\ce{o\text{-}HO\text{-}C6H4\text{-}COOH + (CH3CO)2O -> \underset{\text{aspirin}}{o\text{-}CH3COO\text{-}C6H4\text{-}COOH} + CH3COOH}$

This is why phenol is listed among the feedstocks for aspirin manufacture: phenol → (Kolbe) → salicylic acid → (acetic anhydride) → aspirin. The same salicylic acid is also a precursor to dyes and other pharmaceuticals, giving these named reactions a clear real-world anchor that examiners like to reference.

Worked product prediction

Worked Example

Q. Phenol is treated with (a) CHCl₃ and aqueous NaOH followed by H⁺, and separately with (b) sodium hydroxide then CO₂ at 398 K under pressure followed by H⁺. Name the major organic product in each case.

(a) This is the Reimer–Tiemann reaction with chloroform. Dichlorocarbene attacks the ortho carbon of phenoxide; hydrolysis gives an aldehyde. Major product: salicylaldehyde (2-hydroxybenzaldehyde).

(b) NaOH first makes sodium phenoxide; CO₂ under pressure at 398 K carboxylates the ortho carbon to give sodium salicylate, and H⁺ then liberates the acid. Product: salicylic acid (2-hydroxybenzoic acid).

Trap check. If part (a) had used CCl₄ instead of CHCl₃, the product would be salicylic acid, not the aldehyde — the same compound as part (b) but reached by a different carbon source.

Side-by-side comparison

The two reactions share a mechanism family — an activated phenoxide ring attacking a weak electrophile at the ortho position — but differ in reagent, electrophile and product. The table below isolates the points NEET tests most often.

FeatureReimer–TiemannKolbe (Kolbe–Schmitt)
ReagentCHCl₃ + NaOH (then H⁺)NaOH (→ phenoxide), then CO₂
ElectrophileDichlorocarbene, :CCl₂Carbon dioxide, CO₂
ConditionsWarm, aqueous alkali398 K, pressure of CO₂
Group introduced–CHO–COOH
Major productSalicylaldehyde (ortho)Salicylic acid (ortho, via sodium salicylate)
Reagent switchCCl₄ instead of CHCl₃ → salicylic acid
Industrial linkSalicylaldehyde; CCl₄ route → salicylic acidSalicylic acid → aspirin (acetic anhydride)
Quick Recap

Lock these before the exam

  • Common origin: NaOH first converts phenol to the electron-rich phenoxide ion; ortho/para carbons become nucleophilic.
  • Reimer–Tiemann: phenol + CHCl₃ + NaOH → salicylaldehyde (ortho major). Electrophile = dichlorocarbene, :CCl₂.
  • Reagent switch: CCl₄ instead of CHCl₃ gives salicylic acid (–CCl₃ hydrolyses to –COOH).
  • Kolbe: sodium phenoxide + CO₂, 398 K, pressure → sodium salicylate → (H⁺) → salicylic acid.
  • Selectivity: ortho product dominates in both reactions.
  • Aspirin: salicylic acid + acetic anhydride → aspirin (acetylsalicylic acid).

NEET PYQ Snapshot — Reimer–Tiemann & Kolbe

No standalone NEET PYQ targets this exact subtopic; the cards below are concept-anchored to the way it is examined within phenol reactions.

Concept

The electrophile responsible for the Reimer–Tiemann reaction of phenol is:

  • (1) Chloroform, CHCl₃
  • (2) Dichlorocarbene, :CCl₂
  • (3) Chloronium ion, Cl⁺
  • (4) Trichloromethyl radical, ·CCl₃
Answer: (2) Dichlorocarbene, :CCl₂

NaOH deprotonates CHCl₃ to give :CCl₃⁻, which loses Cl⁻ to form the neutral, electron-deficient dichlorocarbene that attacks the ortho carbon of phenoxide.

Concept

Identify the major product when phenol is treated with CHCl₃ and aqueous NaOH, followed by acidification.

  • (1) Benzoic acid
  • (2) 4-hydroxybenzaldehyde (para)
  • (3) Salicylaldehyde (2-hydroxybenzaldehyde)
  • (4) Salicylic acid
Answer: (3) Salicylaldehyde

Reimer–Tiemann with chloroform installs –CHO at the ortho position; the ortho isomer (salicylaldehyde) is the major product, the para aldehyde the minor.

Concept

Sodium phenoxide heated with CO₂ at 398 K under pressure, then acidified, gives a compound that on reaction with acetic anhydride yields:

  • (1) Phenyl acetate
  • (2) Aspirin (acetylsalicylic acid)
  • (3) Salicylaldehyde
  • (4) Picric acid
Answer: (2) Aspirin

Kolbe reaction gives sodium salicylate → salicylic acid; acetylation of its phenolic –OH with acetic anhydride gives aspirin.

FAQs — Reimer–Tiemann & Kolbe

The questions that decide one mark in the phenol section.

What is the electrophile in the Reimer–Tiemann reaction?
The electrophile is dichlorocarbene, :CCl2. It is generated when chloroform reacts with the strong base NaOH or KOH: the base abstracts the acidic proton of CHCl3 to give the trichloromethyl carbanion (CCl3-), which then loses a chloride ion to form the neutral, electron-deficient dichlorocarbene. This carbene attacks the electron-rich ortho position of the phenoxide ring.
Why does the Reimer–Tiemann reaction give the ortho product as the major one?
Phenol is first converted to phenoxide by NaOH, which strongly activates the ortho and para positions. Attack at the ortho carbon is favoured because the carbene and the ortho oxygen can interact through hydrogen bonding/chelation in the transition state, so ortho-hydroxybenzaldehyde (salicylaldehyde) is the major product while the para isomer is minor.
What product forms if CCl4 is used instead of CHCl3 in the Reimer–Tiemann reaction?
Using carbon tetrachloride in place of chloroform converts phenol to salicylic acid (2-hydroxybenzoic acid) instead of salicylaldehyde. With CCl4 the intermediate carries three chlorines that hydrolyse to a carboxyl group (-COOH) rather than to an aldehyde (-CHO).
Why must phenol be converted to sodium phenoxide before the Kolbe reaction?
Carbon dioxide is a weak electrophile. The phenoxide ion carries a full negative charge that is delocalised onto the ortho and para ring carbons, making the ring far more nucleophilic than neutral phenol. Only this activated phenoxide ring is reactive enough to attack CO2 and undergo carboxylation, so treatment with NaOH first is essential.
What are the conditions and products of the Kolbe (Kolbe–Schmitt) reaction?
Sodium phenoxide is made to absorb CO2 and is then heated under pressure of CO2 at about 398 K. The product is sodium salicylate, which on acidification gives salicylic acid (2-hydroxybenzoic acid). Carboxylation occurs mainly at the ortho position.
How is aspirin connected to these phenol reactions?
Both the Kolbe reaction and the CCl4-variant of Reimer–Tiemann deliver salicylic acid. Salicylic acid on reaction with acetic anhydride is acetylated to give aspirin (acetylsalicylic acid), the common analgesic, which is why these reactions are industrially important.